ALABAMA SECURITIES COMMISSION Post Office BoxMontgomery, AlabamaTelephone: (orFax: (Email: Website: www.asc.alabama.gov INVESTOR ALERT:

Source URL: asc.alabama.gov

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STATE OF CALIFORNIA –DEPARTMENT OF BUSINESS OVERSIGHT STATEMENT OF INFORMATION FOR FINDER PURSUANT TO SECTIONof the California Corporations Code DBO)

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ALABAMA SECURITIES COMMISSION

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Press Release For Release: Immediately Contacts:

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Edition 2 Markets Regulation Client Newsletter – February 2014 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information is accurate as

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350 N. St. Paul Street Suite 1300 Dallas, Texaswww.apexclearing.com ANNUAL DISCLOSURE STATEMENT

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Low-Priced Securities Disclosure Low-Priced Securities (Penny and Sub Penny Stocks) The term “penny stock” generally refers to low-priced (below $5), speculative securities of very small companies. While penny stocks

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AugustNational Strategy for Financial Literacy contents

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What you should know about... Financial Advisers An investor education and protection program from the Investor Protection Institute

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SAVANNAH AIRPORT COMMISSION Comprehensive Annual Financial Report Years Ended December 31, 2014 andPrepared By: Finance Department

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